Page 25 - 期貨和衍生品行業(yè)監(jiān)管動態(tài)（2025年10月）
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期貨和衍生品行業(yè)監(jiān)管動態(tài)
兩套監(jiān)管技術標準明確規(guī)定了：
1. 中央對手方申請首次許可及展期所需滿足的條件、需提交的文件與信息
清單；
2. 中央對手方模型與參數變更驗證所需滿足的條件，以及申請此類變更驗
證需提交的文件與信息清單。
ESMA 曾于 2025 年第一季度就監(jiān)管技術標準草案公開征求意見，最終報告
已充分考慮所獲反饋意見。
下一步
兩套監(jiān)管技術標準將提交歐盟委員會審議，通過后將接受歐洲議會與歐盟理
事會的聯合審查。
ESMA Publishes Technical Standards on CCP Authorisations, Extensions and
Validations (2025/10/9)
The European Securities and Markets Authority (ESMA), the EU’s financial
markets regulator and supervisor, has published its Final Reports on the Regulatory
Technical Standards (RTS) on central counterparties’ (CCPs) authorisations,
extensions of authorisation and model validations, following the review of the
European Market Infrastructure Regulation (EMIR 3).
EMIR 3 introduces several measures to make EU clearing services and EU CCPs
more efficient and competitive, notably by streamlining and shortening supervisory
procedures for initial authorisations, extensions of authorisation and validations of
changes to models and parameters.
The two sets of RTS specify:
1. the conditions for extensions of authorisation and the list of required
documents and information for applications by CCPs for initial
authorisations and extensions thereof, and
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