Page 8 - 期貨和衍生品行業監管動態（2025年10月）
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期貨和衍生品行業監管動態
Collective Effort to Safeguard our Financial System from Illicit Activities
(2025/10/31)............................................................................................................................ 27
中國香港.................................................................................................................................. 29
14. 香港證券及期貨事務監察委員會建議優化香港零售基金守則以提升全球競爭
力（2025 年 10 月 22 日）....................................................................................................29
SFC Proposes to Enhance Hong Kong’s Retail Fund Code to Bolster Global
Competitiveness (2025/10/22)...............................................................................................29
境內資訊.................................................................................................................................. 32
? 中國人民銀行 the People’s Bank of China.................................................................... 32
1. 中國人民銀行關于《金融機構客戶受益所有人識別管理辦法（征求意見稿）》
公開征求意見的通知（2025 年 10 月 11 日）....................................................................32
Notice of the People’s Bank of China on Soliciting Public Comments on the
Administrative Rules on the Identification of Client Beneficial Owner by Financial
Institutions (Draft for Comments) (2025/10/11)................................................................... 32
? 財政部 Ministry of Finance............................................................................................. 32
2. 財政部、稅務總局關于黃金有關稅收政策的公告（2025 年 11 月 1 日）........ 32
Announcement of Ministry of Finance and State Taxation Administration on
Gold-related Tax Policy (2025/11/1).....................................................................................32
? 金融監管機構 Financial Regulatory...............................................................................32
3. 中國證監會、財政部就《證券期貨違法行為吹哨人獎勵工作規定（征求意見稿）》
公開征求意見的通知（2025 年 9 月 30 日）......................................................................32
Notice of China Securities Regulatory Commission and Ministry of Finance on
Soliciting Public Comments on the Provisions on Rewarding Whistleblowers for
Securities and Futures Violations (Draft for Public Comment) (2025/9/30)......................33
4. 中國證監會發布《證券期貨業業務域數據元規范 第 4 部分：證券交易所》等 3
3
